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Uril Duane Peterson

Wells Fargo Clearing Services, LLC

Johnson City, TN

Knoxville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-25
TN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2025-03-25
  • TN RA
    APPROVED
    Since 2012-10-01

Branch Locations

203 Broyles Dr Ste 200, Johnson City, TN 37601 • United States

265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Johnson City TN 10/2012 Present
  • 10/2012 → Present
    Wells Fargo
    Johnson City, TN
Previous Registrations
  • 2009-05-20 → 2011-07-14
    Morgan Keegan & Company, Llc
    Kingsport, TN
    Memphis, TN
    Birmingham, AL
  • 2006-08-31 → 2009-02-12
    Truist Investment Services, Inc.
    Johnson City, TN
    Johnson City, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 2003-12-23
  • S66 Uniform Combined State Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    2003-12-23

View on SEC IAPD

Other Firms

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UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MONEY CONCEPTS CAPITAL CORP
ROAN CAPITAL PARTNERS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY
CAROL LYNN CRESS
RICHARD WAYNE HOBBS
MATTHEW JAMES TRIVETT
BENJAMIN DAVID TALLEY
LINDA GAIL BARR

Other Offices

LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN
MONEY CONCEPTS CAPITAL CORP · Johnson City, TN

More in Johnson City, TN

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