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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-09-24 |
| TX | RA | APPROVED_RES | 2011-11-03 |
| TN | RA | APPROVED | 2004-01-20 |
Branch Locations
203 Broyles Dr Ste 200, Johnson City, TN 37601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Johnson City | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnson City | TN | 11/2016 | Present |
TRUSTEE FOR COUSIN, INV RELATED, 2 HOURS PER MONTH, START 01/10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-29 |
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