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Thomas E Dotson

Wells Fargo Clearing Services, LLC

Johnson City, TN

Jonesborough, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-05-22
TX RA APPROVED_RES 2010-07-28
FL RA APPROVED 2008-01-01
  • TN RA
    APPROVED
    Since 2012-05-22
  • TX RA
    APPROVED_RES
    Since 2010-07-28
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

203 Broyles Dr Ste 200, Johnson City, TN 37601 • United States

Jonesborough, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Augustine FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Augustine FL 11/2016 Present
Previous Registrations
  • 2002-03-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Augustine, FL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16
Other Names
  • Duke Dotson
  • Thomas Edward Dotson

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN
MONEY CONCEPTS CAPITAL CORP · Johnson City, TN

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