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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-11 |
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
203 Broyles Dr. Ste. 301, Johnson City, TN 37601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2013 | 11/2020 |
| Northwestern Mutual Investment Services, Llc | Johnson City | TN | 06/2013 | 11/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2020 |
| Lpl Financial Llc | Johnson City | TN | 11/2020 | 07/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield, | IA | 07/2024 | Present |
1. DAVID TALLEY, 203 Broyles Dr, Ste 301, Johnson City TN 37601, United States, 07/16/2024, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/17/2024 3. TALLEY TAX SERVICES, 203 Broyles Dr Ste 301, Johnson City TN 37601, United States, 08/01/2024, Owner, Tax Services, NIR, 10 HR/MO - 8 HR/MO TRADING 4. CRUSHINGIT.AI, 54 Farmstead Ln, Jonesborough TN 37659, United States, 12/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-03 |
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