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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-11
TN RA APPROVED 2025-01-01
  • TX RA
    APPROVED
    Since 2025-06-11
  • TN RA
    APPROVED
    Since 2025-01-01

Branch Locations

203 Broyles Dr. Ste. 301, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2013 11/2020
Northwestern Mutual Investment Services, Llc Johnson City TN 06/2013 11/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 11/2020
Lpl Financial Llc Johnson City TN 11/2020 07/2024
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield, IA 07/2024 Present
Previous Registrations
Other Businesses

1. DAVID TALLEY, 203 Broyles Dr, Ste 301, Johnson City TN 37601, United States, 07/16/2024, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/17/2024 3. TALLEY TAX SERVICES, 203 Broyles Dr Ste 301, Johnson City TN 37601, United States, 08/01/2024, Owner, Tax Services, NIR, 10 HR/MO - 8 HR/MO TRADING 4. CRUSHINGIT.AI, 54 Farmstead Ln, Jonesborough TN 37659, United States, 12/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-10
S63 Uniform Securities Agent State Law Examination 2013-12-03
  • S65 Uniform Investment Adviser Law Examination
    2015-06-10
  • S63 Uniform Securities Agent State Law Examination
    2013-12-03
Designations
Other Names
  • David Talley

View on SEC IAPD

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