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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-11 |
| MI | RA | APPROVED | 2014-04-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Plymouth | MI | 04/2014 | Present |
GOLDEN RULE INVESTMENTS; INVESTMENT RELATED; PLYMOUTH,MI; 100% OWNERSHIP WITH SPOUSE; START DATE 03/31/2014; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; OWNER OF FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-17 |
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