Anthony Charles Ruda

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2018-09-14

MI RA
APPROVED

Since 2018-09-14

Branch Locations

Canton, MI • United States

1007 W. Ann Arbor Trail Suite 150, Plymouth, MI 48170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wunderlich Securities, Inc.	Memphis	TN	10/2010	09/2018
Oppenheimer & Co. Inc	Plymouth	MI	09/2018	Present

10/2010 → 09/2018

Wunderlich Securities, Inc.

Memphis, TN
09/2018 → Present

Oppenheimer & Co. Inc

Plymouth, MI

Previous Registrations

2015-09-04 → 2018-09-18

B. Riley Wealth Management

Plymouth, MI

Other Businesses

1.PRO MUSICA DETROIT; NOT INVESTMENT RELATED; 29069 UTLEY RD., FARMINGTON HILLS, MI 48334; NOT-FOR-PROFIT CHAMBER MUSIC SOCIETY; PRESIDENT OF THE ORGANIZATION; START DATE: 5/27/2017; 7-8 HOURS PER MONTH DEVOTED TO ACTIVITY; 1 HOUR PER MONTH DEVOTED TO ACTIVITY DURING BUSINESS HOURS; PRESIDENT OF THE ORGANIZATION, SPEAK BEFORE CONCERTS, ON THE ARTIST SEARCH COMMITTEE. (PENDING REVIEW FROM OPCO) 2.I OWN RENTAL PROPERTIES (IN THIS CASE IT IS ONE RENTAL PROPERTY IN HAZEL PARK, MI.) I RENT IT OUT TO TENANTS. THE PROPERTY IS A SMALL DUPLEX. TO BE CLEAR, THE TITLE TO THE PROPERTY IS HELD IN THE NAME OF RUDA CAPITAL RESOURCES, LLC. I, ANTHONY RUDA, AM THE SOLE 100% OWNER OF RUDA CAPITAL RESOURCES, LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-03
S63	Uniform Securities Agent State Law Examination	1983-07-27

S66 Uniform Combined State Law Examination

2015-09-03
S63 Uniform Securities Agent State Law Examination

1983-07-27

View on SEC IAPD