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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-01-03 |
| MN | RA | APPROVED | 2019-01-02 |
| MT | RA | APPROVED | 2018-02-02 |
| DC | RA | APPROVED | 2018-01-26 |
| MD | RA | APPROVED | 2017-12-04 |
Branch Locations
6 North Park Drive Suite 106, Hunt Valley, MD 21030 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 11/2013 | 11/2017 |
| Nbc Securities Inc | Hunt Valley | MD | 12/2017 | Present |
At The Grime Scene Administration for my sisters cleaning business / data entry and quickbooks Not Investment Related WENKAT DESIGN AND CONSTRUCTION BOOKKEEPING NOT INVESTMENT RELATED 4 HRS PER MONTH/0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-01 |
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