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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-05-12
TX RA APPROVED 2019-05-28
  • MI RA
    APPROVED
    Since 2020-05-12
  • TX RA
    APPROVED
    Since 2019-05-28

Branch Locations

24 Smith Rd Ste 275, Midland, TX 79705 • United States

Marquette, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Midland TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Midland TX 11/2016 05/2019
Wells Fargo Advisors Financial Network, Llc Midland TX 05/2019 Present
Previous Registrations
Other Businesses

SONSE SECURITIES ADVISORS LLC, INV RELATED, MIDLAND, TX, 100% OWNERSHIP, START 8/20/2018, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, MANAGING MEMBER OF FINET PRACTICE. SONSE WEALTH MANAGEMENT, LLC, INV. RELATED, MIDLAND, TX, 100% OWNERSHIP, START DATE 5/24/2019, 160 HRS PER MONTH, 6 HRS DURING TRADING PERSONAL RESIDENCE OIL LEASE TO MIDLAND PETRO DC PARTNERS, INV RELATED, MIDLAND, TX, START: 2/21/2017, RECEIVE 20% OF PROFITS FROM OIL AND GAS DRILLING ON PERSONAL PROPERTY, 0 HOURS, NO DUTIES. TRUSTEE FOR SONSE WEALTH MANAGEMENT PSP FBO SELF AND ASSOCIATE, INVT RELATED, MIDLAND, TX, FINET PRACTICE PSP, START DATE 1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR SONSE WEALTH MANAGEMENT 401K, INV RELATED, MIDLAND, TX, START: 1/1/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; SONSE WEALTH MANAGEMENT LP, INV RELATED, MIDLAND, TX, 93% OWNERSHIP, START: 6/1/2019, 200 HRS/MONTH, 200 HRS DURING TRADING, FINET PRACTICE LP. ESTATE OF GWENDOLYN A. MACLEOD; NOT INV RELATED; GRAND JUNCTION, CO; EXECUTOR OF MOTHER'S ESTATE;SIBLING/STEP-SIBLING/IN-LAW; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 02/10/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-15
S63 Uniform Securities Agent State Law Examination 1987-04-10
  • S65 Uniform Investment Adviser Law Examination
    1995-02-15
  • S63 Uniform Securities Agent State Law Examination
    1987-04-10
Other Names
  • Chris Macleod

View on SEC IAPD

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