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Braden Seth Schaffner

Ashton Thomas Private Wealth

Scottsdale, AZ

Midland, TX

CRD 5923648

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Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-28

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

415 W Wall Street Suite 2120, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Midland TX 05/2011 03/2021
Private Client Services Dallas TX 04/2021 04/2024
Fluent Financial, Llc Dallas TX 04/2021 04/2024
Ashton Thomas Private Wealth, Llc Midland TX 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-30
S63 Uniform Securities Agent State Law Examination 2012-05-09
  • S65 Uniform Investment Adviser Law Examination
    2013-04-30
  • S63 Uniform Securities Agent State Law Examination
    2012-05-09

View on SEC IAPD

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