Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-07-10 |
| MA | RA | APPROVED | 2015-10-05 |
Branch Locations
200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States
Kennebunk, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Waltham | MA | 08/2015 | Present |
| Bay Financial Advisors Inc | Waltham | MA | 02/2016 | Present |
1. 09/25/2015 - Bay Financial Associates LLC - INV REL - 130 Turner Street Waltham, MA 02454 - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-04 |
Reach out to this advisor