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Vincent Douglas Beaudoin

LPl Financial LLC

Westwood, MA

Belmont, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-12
  • MA RA
    APPROVED
    Since 2021-01-12

Branch Locations

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Belmont, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Norwood MA 12/2012 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 01/2021
Mml Investors Services, Llc Wellesley MA 03/2017 01/2021
Lpl Financial Llc Waltham MA 01/2021 Present
  • 12/2012 → 03/2017
    Metlife Securities Inc
    Norwood, MA
  • 07/2016 → 01/2021
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 01/2021
    Wellesley, MA
  • 01/2021 → Present
    Waltham, MA
Previous Registrations
  • 2017-03-25 → 2021-01-06
    Needham, MA
  • 2015-01-26 → 2018-02-01
    Wellesley, MA
    Overland Park,, KS
  • 2012-12-11 → 2017-03-25
    Msi Financial Services, Inc.
    Norwood, MA
    Norwood, MA
    Waltham, MA
    Wellesley, MA
  • 2009-06-01 → 2012-12-19
    Wellesley, MA
  • 2007-09-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wellesley, MA
Other Businesses

1) 1/4/2021 - Bay Financial Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 - 160 Hr/Mth 2) 4/4/2021 - Vincent D. Beadoin - Non-Variable Insurance - Inv Rel - Natick, MA - Start: 01/2014 - 2 Hr/Mth 3) 1/4/2021 - Pasqualina Realty, Llc - Real Estate Rental - Waltham, MA - Start: 04/2014 - 4 Hr/Mth 4) 10/16/2024 - Airola Holdings LLC - Real Estate Rental - Investment Related - Waltham, MA - Start Date 10/17/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-27
  • S66 Uniform Combined State Law Examination
    2006-01-27

View on SEC IAPD

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