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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-08 |
| MA | RA | APPROVED | 2006-01-06 |
Branch Locations
200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States
North Attleboro, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Waltham | MA | 05/2004 | Present |
| Bay Financial Advisors, Inc. | Waltham | MA | 03/2006 | 12/2021 |
1. 05/18/2004 * DBA for LPL Business (entity for LPL business) * BAY FINANCIAL ASSOCIATES, LLC * INV REL * AT REPORTED BUSINESS LOCATION(S) 2. 05/18/2004 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) 3. 06/25/08 - OTHER, ACT AS A NOTARY PUBLIC IN THE COMMONWEALTH OF MASSACHUSETTS, 1% TIME SPENT. 4. 08/31/2015 * PEACHTREE WEALTH STRATEGIES LLC * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * 0 HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-05 |
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