William Thornley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2017
  Financial Foundations
  Westborough, MA
• 04/2016 → 05/2017
  Commonwealth Financial Network
  Waltham, MA
• 07/2018 → 05/2025
  Edward Jones
  St.LOuis, MO
• 06/2017 → 06/2018
  Unemployed
  Maynard, MA
• 06/2025 → Present
  Lpl Financial Llc
  Waltham, MA

Previous Registrations

• 2018-07-24 → 2025-05-02
  Edward Jones
  Maynard, MA
  Maynard, MA
  St Louis, MO
  Acton, MA
  Westford, MA
  Acton, MA
  Maynard, MA
  Maynard, MA
• 2016-05-25 → 2017-05-04
  Commonwealth Financial Network
  Southborough, MA
• 2012-05-15 → 2016-04-19
  New England Investment & Retirement Group, Inc.
  North Andover, MA

Other Businesses

1. Start Date : 6/6/2025 - Bay Financial Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Waltham, MA 02453 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent: 100. 2. Start Date : 01/01/2025 - William Thornley - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0.

Exams

• S66 Uniform Combined State Law Examination
  2012-05-09
• S63 Uniform Securities Agent State Law Examination
  2000-10-13

Other Names

• William Robert Thornley