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229 S Main Street, Fort Atkinson, WI 53538 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randal R. Sadler | Cincinnati | OH | 09/1973 | Present |
| Proware-Dba Sadler Nelamp Financial Serv | Cincinnati | OH | 02/1986 | Present |
| A. L. Williams | Duluth | GA | 04/1986 | Present |
| Coordinated Capital Securities, Inc. | Cincinnati | OH | 07/1990 | Present |
NAME OF BUS: SADLER FINANCIAL SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: BRANCH NATURE OF BUSINESS: INSURANCE POSITION: INDEPENDENT INSURANCE AGENT START DATE:4/89 # HRS SPENT/MO: 1 # HRS DURING TRADING HOURS (IF DIFFERENT): DESC. OF DUTIES: SELLS AND SERVICES P&C, HEALTH AND LIFE INSURANCE NAME OF BUS: SADLER FINANCIAL SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: TAX SERVICES AND ACCOUNTING POSITION: OWNER START DATE: 12/74 # HRS SPENT/MONTH: 110 # HRS DURING TRADING HOURS (IF DIFFERENT): 84 DESC. OF DUTIES: PREPARES TAXES AND DOES ACCOUNTING NAME OF BUS: PROWARE (SADLER-NECAMP FINANCIAL SERVICES, INC.) INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: CASE MANAGEMENT SOFTWARE POSITION: OWNER START DATE: 2/85 # HRS SPENT/MONTH: 100 # HRS DURING TRADING HOURS (IF DIFFERENT): 40 DESC. OF DUTIES: SOFTWARE DEVELOPMENT NAME OF BUS: SYCAMORE FINANCIAL SERVICES INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: OWNER OF LANSCAPING COMPANY POSITION: OWNER START DATE: 4/06 # HRS SPENT/MO: 6 # HRS DURING TRADING HOURS (IF DIFFERENT):4 DESC. OF DUTIES: BUSINESS OWNER NAME OF BUS: BLUE SKY LAWN & LANDSCAPE LLC INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE: LAWN CARE, LANDSCAPING POSITION: OWNER START DATE: 4/2006 HOURS/MONTH: 6 HOURS/MONTH DURING TRADING: 0 DESC. OF DUTIES: BUSINESS OWNER NAME OF BUS: 400 GRAND LLC INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 6/17 # HRS SPENT/MO: 2 # HRS DURING TRADING HOURS (IF DIFFERENT): DESC. OF DUTIES: OWNER OF BUILDING NAME OF BUSINESS: THE PRACTICE CENTER INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: GOLFING FACILITY POSITION: MANAGER START DATE: 1/91 # HRS SPENT/MO: 16 # HRS DURING TRADING HOURS (IF DIFFERENT): 1 DESC. OF DUTIES: MANAGES A GOLF DRIVING RANGE AND 3 PAR GOLF FACILITY NAME OF BUS: SOFTEC, INC. INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: CASE MANAGEMENT SOFTWARE POSITION: OWNER START DATE: 5/08 # HRS SPENT/MO: 6 # HRS DURING TRADING HOURS (IF DIFFERENT):4 DESC. OF DUTIES: OWNS SOFTWARE THAT PROVIDES COURT CASE MANAGEMENT NAME OF BUS: X-3-5, INC. INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: UV DEVICE MANUFACTURING POSITION: OWNER START DATE: 4/06 # HRS SPENT/MO: 5 # HRS DURING TRADING HOURS (IF DIFFERENT): 0 DESC OF DUTIES: OWNS BUSINESS WHICH MANUFACTURES UV DEVICES NAME OF BUS: EARLHAM FOUNDATION BOARD INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: COLLEGE ENDOWMENT FUNDS BOARD POSITION: FOUNDATION MEMBER START DATE: 10/18/13 # HRS SPENT/MO: 8 # HRS DURING TRADING HOURS (IF DIFFERENT): 1 DESC. OF DUTIES: 1 OF 9 PEOPLE TO WORK WITH ADVISORS TO INVEST THE COLLEGE'S ENDOWMENT FUNDS NAME OF BUS: SADLER CRESENTVILLE BUILDING INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE: REAL ESTATE POSITION: OWNER START DATE: 1/2013 HOURS/MONTH: 2 HOURS/MONTH DURING TRADING: 0 DESC. OF DUTIES: COLLECT RENT FROM TENANTS; MANAGE PROPERTY NAME OF BUS: KEMPER SOLAR BUILDING LLC INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE: REAL ESTATE POSITION: OWNER START DATE: 10/1998 HOURS/MONTH: 2 HOURS/MONTH DURING TRADING: 0 DESC. OF DUTIES: COLLECT RENT FROM TENANTS; MANAGE PROPERTY NAME OF BUS: 10065 FRIELDS-ERTEL RD INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: RENTAL PROPERTY POSITION: OWNER START DATE:5/1/2021 # HRS SPENT/MO: 6 # HRS DURING TRADING HOURS (IF DIFFERENT): 1 DESC. OF DUTIES: OWNS AND MANAGES RENTAL PROPERTY NAME OF BUS: 6659 MIDNIGHT LLC INVESTMENT RELATED: NO ADDRESS: BRANCH NATURE OF BUS: RENTAL PROPERTY POSITION: TRUSTEE START DATE: 7/17/2024 # HRS SPENT/MO: 2 # HRS DURING TRADING HOURS (IF DIFFERENT): 1 DESC. OF DUTIES: OWNS AND MANAGES RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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