Floyd Joseph Carl

Current Employers

Employment History

• 02/2009 → Present
  Stifel Nicolaus & Co Inc
  Yardley, PA

Other Businesses

1. Leulemis & Lymphoma Society of Philadelpia; Walnut Street Philadelphia PA 19103; Raising funds to fight all blood cancers; Gala Committee; Working with committee members on the annual Gala; affiliation started 07/01/2014; 5 hours per quarter; not during securities trading hours; not investment-related. 2. Knights of Columbus Council #7515; 752 Big Oak Road Morrisville PA 19607; Charitable activities for the needy; Financial Secretary; Records transactions for the council; affiliation started 01/01/2014; 5 hours per month; not during securities trading hours; not investment-related. 3. St John the Evangelist Catholic Church Finance Council; 752 Big Oak Road Morrisville PA 19067; providing feedback to the monsignor regarding the parishes finances, cash flow, expenses, etc.; Council Member; sounding board for the monsignor regarding the cash flow and expenses of the parish; affiliation started 07/01/2016; 3.0 hours per month; not during securities trading hours; not investment-related. 4. Advancing Opportunities of NJ; 1005 Whitehead Road Ewing Township NJ 08638; nonprofit enhancing the lives of people with all disabilities; Board Member; Supporting the efforts and mission station of the organization; affiliation started 01/12/2017; 1.0 hour per week; not during securities trading hours; not investment-related. 5. Philadelphia Friends of V; 409 Federal Lane, Morrisville, PA 19067; Board Member - Oversee the money flow; 01/01/2018; 2.00 Hour(s) Per Month - not during security trading hours; Not Investment-Related 6. Penn State University Libraries; 510 Paterno Library, University Park, PA 16802; non-profit academia; Board Member; Business Development to alumni and friends - fundraising and strategic planning; 09/20/2018; 5.00 Hour(s) Per Month; Not during securities trading hours; Not Investment-Related 7. Rental property; 901 N Penn St #R1501, Philadelphia, PA 19123; landlord of privately owned condo; managing upkeep of unit; 08/01/2007; 10.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related 8. 1200 For Life - Board Member; 25 South Main Street #217 Yardley PA 19067; overseeing and managing the expenses and cash flow of a recently purchased building for the Legacy of Life Foundation; Board Member; Overseeing the real estate recently purchased located at 1200 Locust Street in Philadelphia, Pa 19107; 05/30/2024; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 9. Legatus; PO Box 444, Ann Arbor, MI 48106; Catholic organization - Ambassadors of Christ; Board Member; Membership Chair; 1/1/2024; 5 Hours per Month; Not during securities trading hours; Not investment-related. 10. Legatus; PO Box Ann Arbor MI 48106; Catholic organization as ambassadors of Christ; membership Chair; Membership; 01/01/2024; 5 hrs/month; Not during security trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-12
• S63 Uniform Securities Agent State Law Examination
  1987-03-03