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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| CO | RA | APPROVED | 2014-12-01 |
Branch Locations
18 E Williamette Ave, Colorado Springs, CO 80903 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 12/2014 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 12/2014 | Present |
(1)INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH 2 WEEKDAY AND 0 EVENING/WEEKEND HOURS STARTED 01/1986. (2) A) WESTBILT FINANCIAL GROUP B) 18 E. WILLAMETTE AVE, COLORADO SPRINGS, CO 80903 F. OWNER G. 1988 H. INVESTMENT RELATED I. INSURANCE, LTD, STD HEALTH, LTC, IDI, CRITICAL ISSUES J. 28 HRS/MONTH K. 28 HRS/MONTH DURING TRADING HOURS L. COMPANY/OFFICER POSITION M. $50,000/YEAR N. SALES AND MARKETING (3) A. PETER HORWITCH B. 1505 N. TEJON ST. C.OWNER D. NON-INVESTMENT RELATED E. RENTAL PROPERTIES F. 1 HR/MONTH G. COMPANY/OFFICER DIRECTOR POSITION H. $10,000/MONTH I. OWNER, LEASING (4) A. Pier 39 LP and Moore & South Pier Management LP B. 736 N. Western Avenue. #391 Lake Forest, IL 60045 C. Limited Partner D. Non-investment Related E. Lease and manage tourist attraction F. 0 HR/Month during trading hours G. $5,000/month H. Started 01/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-28 |
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