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5731 Silverstone Ter Suite 280, Colorado Springs, CO 80919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2012-04-10 |
Branch Locations
660 Southpointe Court Suite 312, Colorado Springs, CO 80906 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rs Asset Management, Llc | Colorado Springs | CO | 05/2011 | Present |
| Lpl Financial Llc | Colorado Springs | CO | 05/2011 | Present |
1) 6/21/2011: REGISTERED INVESTMENT ADVISOR - RS ASSET MANAGEMENT, LLC - DBA: RS ASSET MANAGEMENT - (HYBRID) PROVIDES ASSET MANAGEMENT AND FINANCIAL PLANNING FOR A FEE. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - 80% OF TIME SPENT. 2) 8/21/2013: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RS ASSET MANAGEMENT, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S). 3) 6/11/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - GUNNER LLC - STARTED 05/20/11 - INVESTMENT RELATED - NO TIME SPENT - 660 SOUTH POINTE CT 312, COLORADO SPRINGS CO 80906. 4) 4/7/2015: OTHER - FARM - SOLE PROPRIETORSHIP - LAND OWNER WITH A PORTION IN ROW CROPS. - STARTED 09/01/1994 - INVESTMENT RELATED - 1 HOUR PER MONTH/0 HOURS DURING TRADING - 250 AWALT DR. WINCHESTER, TN 37398. 5) 2/5/2018 - Valley Mini Storage - Not Investment Related - 215 Bypass Road, WInchester, TN 37398 - Other-Business Owner - Owner - Started 09/13/2004 - 2 Hours Per Month/0 Hours During Securities Trading - Self storage facility. 6) 03/08/2019 - No business name - Investment related - At reported business location(s) - Other-center of influence marketing - start date: 01/21/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Provide curated content to center of influence. 7) 4/2/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Workshop business owner transiton education - Instructor Facilitator - Start Date: 04/03/2019 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-20 |
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