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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-02
  • IL RA
    APPROVED
    Since 2026-04-02

Branch Locations

2424 W Iles Ave, Springfield, IL 62704 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Agent Springfield IL 03/2012 07/2020
Music Source Professional Dj Service Springfield IL 08/2005 Present
Brokers International Financial Services Springfield IL 10/2013 07/2020
Pruco Securities, Llc. Springfield IL 06/2020 11/2024
Prudential Insurance Company Of America Springfield IL 07/2020 02/2026
Lpl Enterprise, Llc Springfield IL 11/2024 02/2026
Cefcu Springfield IL 03/2026 Present
Lpl Financial Llc Springfield IL 04/2026 Present
  • 03/2012 → 07/2020
    Insurance Agent
    Springfield, IL
  • 08/2005 → Present
    Music Source Professional Dj Service
    Springfield, IL
  • 10/2013 → 07/2020
    Brokers International Financial Services
    Springfield, IL
  • 06/2020 → 11/2024
    Springfield, IL
  • 07/2020 → 02/2026
    Prudential Insurance Company Of America
    Springfield, IL
  • 11/2024 → 02/2026
    Springfield, IL
  • 03/2026 → Present
    Cefcu
    Springfield, IL
  • 04/2026 → Present
    Springfield, IL
Previous Registrations
  • 2024-11-14 → 2026-03-17
    Springfield, IL
    Swansea, IL
  • 2021-04-14 → 2024-11-14
    Swansea, IL
    Springfield, IL
  • 2006-12-06 → 2012-02-16
    Springfield, IL
    Springfield, IL
    Springfield, IL
    Springfield, IL
    Bloomington, IL
    Normal, IL
    Mattoon, IL
    Taylorville, IL
    Carlinville, IL
    Jacksonville, IL
    Springfield, IL
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name CEFCU Investment Services - Investment Related - At Reported Business Location(s) - Start Date: 03/2026 2. 03/2026 - Music Source Professional Disc Jockey Service - Business Owner - Investment Related - 20 Hrs/Mth - 00 Hrs During Trading - Springfield, IL 62704 - OBA Start Date: 08/01/2005

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-30
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S66 Uniform Combined State Law Examination
    2021-03-30
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24
Other Names
  • John Michael Roth
  • J R Roth
  • Johnathon Roth
  • Jonathan Roth
  • Jonathan Michael Roth

View on SEC IAPD

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