William Todd Easley

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2020 → Present
  Prosperity Advisors Llc
  Overland Park, KS
• 03/2022 → 02/2023
  Comprehensive Retirement Solutions (Crs)
  Carmel, IN
• 03/2022 → Present
  Prosperity Holdings, Llc
  Overland Park, KS
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Prosperity Financial Planning,
  Plymouth, MA

Previous Registrations

• 2009-06-01 → 2009-08-03
  Morgan Stanley
  Overland Park, KS
• 2001-03-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Leawood, KS
  Leawood, KS

Other Businesses

1) FIXED INSURANCE, DBA PROSPERITY ADVISORS, LLC,10955 LOWELL AVE., SUITE 900, OVERLAND PARK, KS 66210. 2) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/BOARD OF DIRECTORS AND FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; DUTIES: PROVIDE INVESTMENT GUIDANCE FOR BUSINESS AND INDIVIDUALS; BOARD OF DIRECTORS; DBA FOR FINANCIAL SERVICES. 3) NAME OF OTHER BUSINESS: PROSPERITY SHARED INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: OWNERSHIP GROUP ; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/BOARD OF DIRECTORS/ SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; DESCRIPTION: ENTITY TO OWN SHARES OF PROSPERITY NETWORK OF ADVISORS, BOARD OF DIRECTORS 4) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 5) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; 6) NAME OF OTHER BUSINESS: PROSPERITY FINANCIAL PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-07
• S63 Uniform Securities Agent State Law Examination
  1987-02-18

Designations

Other Names

• William Todd Easley