Best Investors Account Sign in
Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-17
IL RA APPROVED 2022-07-26
KY RA APPROVED 2022-07-22
TX RA APPROVED_RES 2022-07-21
MO RA APPROVED 2022-07-20
OH RA APPROVED 2021-01-20
MI RA APPROVED 2020-02-26
FL RA APPROVED 2019-11-15
IN RA APPROVED 2003-09-01
  • AZ RA
    APPROVED
    Since 2024-12-17
  • IL RA
    APPROVED
    Since 2022-07-26
  • KY RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED_RES
    Since 2022-07-21
  • MO RA
    APPROVED
    Since 2022-07-20
  • OH RA
    APPROVED
    Since 2021-01-20
  • MI RA
    APPROVED
    Since 2020-02-26
  • FL RA
    APPROVED
    Since 2019-11-15
  • IN RA
    APPROVED
    Since 2003-09-01

Branch Locations

630 West Carmel Drive Suite 140, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 12/1999 Present
Agia Houston TX 12/2022 Present
  • 12/1999 → Present
    Valic Financial Advisors
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

NOTARY POSITION: OWNER NATURE: NOTARY PUBLIC STAMP INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2013 ADDRESS: 5679 N. 525 E., FRANKLIN IN 46131, United States DESCRIPTION: NOTARY PUBLIC STAMP. I HAVE LITERALLY NEVER CHARGED A DIME TO NOTARIZE PAPERWORK, BUT WE ARE NOW EXPECTED TO COUNT IT AS AN OUTSIDE BUSINESS ACTIVITY. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 2000-02-11
  • S65 Uniform Investment Adviser Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-02-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor