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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-08-30
IL RA APPROVED 2011-02-10
KY RA APPROVED 2011-02-10
IN RA APPROVED 2007-07-30
  • OH RA
    APPROVED
    Since 2012-08-30
  • IL RA
    APPROVED
    Since 2011-02-10
  • KY RA
    APPROVED
    Since 2011-02-10
  • IN RA
    APPROVED
    Since 2007-07-30

Branch Locations

630 West Carmel Drive Suite 140, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Carmel IN 12/2005 Present
Agia Houston TX 12/2022 Present
  • 12/2005 → Present
    Valic Financial Advisors
    Carmel, IN
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

MY SMOKY MOUNTAIN LODGE POSITION: Co-Owner NATURE: My wife and I own a vacation rental business in the State of Tennessee. We currently own two homes that serve as vacation rentals. One in Sevierville, TN and the other in Nashville, TN. We are also building a third home in Sevierville, TN with completion in August of 2020. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2017 ADDRESS: 4214 Wild Azalea Lane, Sevierville TN 37862, United States DESCRIPTION: I currently assist with marketing the properties on social media, maintain the website, address maintenance issues, and communicate with guests. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BEDFORD PUBLIC LIBRARY POSITION: Board Member NATURE: Since 1898, Bedford Public Library has served the community of Bedford, Indiana. Its mission is to bring people, information, and ideas together to enrich lives and build community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/20/2024 ADDRESS: 1323 K Street, Bedford IN 47421, United States DESCRIPTION: I will be serving only as a member of the board and will be voting on policies, hiring, and termination of employees. Additionally, providing guidance regarding to the overall mission, vision, and values of the Library.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 2006-03-04
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-03-04

View on SEC IAPD

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