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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-08-30 |
| IL | RA | APPROVED | 2011-02-10 |
| KY | RA | APPROVED | 2011-02-10 |
| IN | RA | APPROVED | 2007-07-30 |
Branch Locations
630 West Carmel Drive Suite 140, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Carmel | IN | 12/2005 | Present |
| Agia | Houston | TX | 12/2022 | Present |
MY SMOKY MOUNTAIN LODGE POSITION: Co-Owner NATURE: My wife and I own a vacation rental business in the State of Tennessee. We currently own two homes that serve as vacation rentals. One in Sevierville, TN and the other in Nashville, TN. We are also building a third home in Sevierville, TN with completion in August of 2020. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2017 ADDRESS: 4214 Wild Azalea Lane, Sevierville TN 37862, United States DESCRIPTION: I currently assist with marketing the properties on social media, maintain the website, address maintenance issues, and communicate with guests. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BEDFORD PUBLIC LIBRARY POSITION: Board Member NATURE: Since 1898, Bedford Public Library has served the community of Bedford, Indiana. Its mission is to bring people, information, and ideas together to enrich lives and build community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/20/2024 ADDRESS: 1323 K Street, Bedford IN 47421, United States DESCRIPTION: I will be serving only as a member of the board and will be voting on policies, hiring, and termination of employees. Additionally, providing guidance regarding to the overall mission, vision, and values of the Library.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-04 |
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