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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-16
GA RA APPROVED 2024-03-19
CO RA APPROVED 2022-06-21
MI RA APPROVED 2016-07-11
OH RA APPROVED 2013-08-15
AZ RA APPROVED 2010-09-08
IN RA APPROVED 2010-08-26
  • IL RA
    APPROVED
    Since 2025-01-16
  • GA RA
    APPROVED
    Since 2024-03-19
  • CO RA
    APPROVED
    Since 2022-06-21
  • MI RA
    APPROVED
    Since 2016-07-11
  • OH RA
    APPROVED
    Since 2013-08-15
  • AZ RA
    APPROVED
    Since 2010-09-08
  • IN RA
    APPROVED
    Since 2010-08-26

Branch Locations

630 West Carmel Drive Suite 140, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Carmel IN 08/2010 Present
Agia Houston TX 12/2022 Present
  • 08/2010 → Present
    Valic Financial Advisors
    Carmel, IN
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

ALPHA ALPHA ALUMNI ASSOCIATION POSITION: Treasurer NATURE: Alumni Association of Lambda Chi Alpha Fraternity chapter at Butler University. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 14350 Mundy Dr, Noblesville IN 46060, United States DESCRIPTION: Handle non-investing financial matters including approval and payment of invoices and oversight of recordkeeping provided by third accounting service. Time requirement of 1 hour per week. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-07
  • S66 Uniform Combined State Law Examination
    2002-08-07

View on SEC IAPD

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