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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-11 |
| OH | RA | APPROVED | 2024-10-10 |
| AZ | RA | APPROVED | 2023-12-06 |
| SC | RA | APPROVED | 2022-08-29 |
| NC | RA | APPROVED | 2022-03-24 |
| MN | RA | APPROVED | 2022-03-22 |
| IL | RA | APPROVED | 2019-10-09 |
| MT | RA | APPROVED | 2018-06-25 |
| MI | RA | APPROVED | 2017-04-26 |
| FL | RA | APPROVED | 2015-05-13 |
| VA | RA | APPROVED | 2014-04-02 |
| IN | RA | APPROVED | 2004-02-13 |
Branch Locations
630 West Carmel Drive Suite 140, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Carmel | IN | 10/2003 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products AMPARO POSITION: Board Member NATURE: One of 7 board members for an organization that is working to eliminate the sexual exploitation and trafficking of girls in Santa Cruz Bolivia. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2024 ADDRESS: 1202 NW Upas Pl, Redmond OR 97756, United States DESCRIPTION: We oversea the mission and vision of the organization. Making sure that the organizations goals and objectives are met.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-25 |
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