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Current Employers
Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-09
  • PA RA
    APPROVED
    Since 2026-01-09

Branch Locations

2605 Nicholson Rd, Ste 2303, Sewickley, PA 15143 • United States

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 07/2024
Baxter Services Llc Sewickley PA 04/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 07/2024
Org Partners Roanoke IN 08/2024 01/2026
Ascentis Independent Advisors Dallas TX 01/2026 Present
  • 01/2013 → 07/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2023 → Present
    Baxter Services Llc
    Sewickley, PA
  • 06/2023 → 07/2024
    Schaumburg, IL
  • 08/2024 → 01/2026
    Org Partners
    Roanoke, IN
  • 01/2026 → Present
    Ascentis Independent Advisors
    Dallas, TX
Previous Registrations
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 10/19/2012, VARIOUS HRS/WK (TRADING HOURS), INSURANCE AGENT, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: BENCHMARK FINANCIAL ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 7/2013, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: BAXTER SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: OWNER - LLC FOR REAL ESTATE INVESTMENTS; 4. Instructor at Community College of Allegheny County Teaching classes on retirement planning no compensation Starting 10/1/2025 10 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-03
S63 Uniform Securities Agent State Law Examination 1987-04-23
  • S65 Uniform Investment Adviser Law Examination
    2010-06-03
  • S63 Uniform Securities Agent State Law Examination
    1987-04-23

View on SEC IAPD

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