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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-05-03 |
Branch Locations
1088 Bishop St Ste 1224, Honolulu, HI 96813-3139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pensionmark Financial Group | Santa Barbara | CA | 05/2015 | 05/2020 |
| Capfinancial Securities, Llc | Raleigh | NC | 10/2015 | 09/2017 |
| Pensionmark Securities, Llc | Honolulu | HI | 09/2017 | 05/2020 |
| Waddell & Reed, Inc. | Honolulu | HI | 05/2020 | 05/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Honolulu | HI | 05/2020 | 05/2021 |
| Hogan Consulting Group, Llc | Honolulu | HI | 01/2020 | Present |
| Pensionmark Financial Mark | Santa Barbara | CA | 05/2015 | 05/2020 |
| Pensionmark Securities, Llc | Honolulu | HI | 09/2017 | 05/2020 |
| Capfinancial Securities | Raleigh | NC | 10/2015 | 09/2017 |
| Hogan Financial Group, Llc. | Honolulu | HI | 07/2017 | Present |
| Lpl Financial, Llc | Honolulu | HI | 05/2021 | Present |
1) 05/25/2021 - Started 7/11/2017 - Hogan Financial Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / At Reported Business location(s) 2) 05/25/2021 - Started 5/2020 - TIMOTHY HOGAN / Non-Variable Insurance / Investment Related / 5HR / MO / At Reported Business Location(s) 3) 05/25/2021 - Started 01/01/2017 - Hogan Consulting Group, LLC / Employee Benefits/Health & Welfare Consulting / Investment Related / 0HR / MO / At Reported Business Location(s) 4) 05/25/2021 - Started 2014 - Adult Friends For Youth (Board Member) / Non-Profit Board Member / Investment Related / 0HR / MO 5) 02/10/2025 - Hawaii Catholic Community Foundation - Outside/W-2 Employment - Interim Executive Director & Development Chair - Not Investment Related - 1184 Bishop Street, Honolulu, Hawaii 96813- Start Date 02/17/2025- 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-08 |
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