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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-30 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 06/2009 | Present |
1. *448584 - Sun Yoga; Investment related - No; Honolulu, Hawaii; Recreation; Yoga teacher (proprietor, partner, officer, director, employee, trustee, agent);08/2021 During business hours: 0; After business hours: 1; Lead a yoga class *638368- Hot Yoga 8; Investment related-No; Honolulu, Hawaii; Recreation; Yoga Teacher (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 1; Teach a one hour yoga class. *652540- Core Power; Investment related: No; Honolulu, Hawaii; Recreation; teacher (proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 8; fitness instructor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-26 |
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