Matthew Jon Lum

Current Employers

Employment History

• 03/2004 → 11/2017
  Girard Securities, Inc.
  Santa Barbara, CA
• 11/2017 → 07/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2006 → Present
  Vida Wealth Partners, Inc.
  Santa Barbara, CA
• 08/2021 → Present
  Independent Financial Group
  Santa Barbara, CA

Previous Registrations

• 2017-11-01 → 2017-11-13
  Cetera Wealth Services, Llc
  Corpus Christi, TX
  Santa Barbara, CA
  Santa Barbara, CA
  El Segundo, CA
• 2004-11-09 → 2017-11-01
  Girard Securities, Inc.
  Santa Barbara, CA
  Santa Barbara, CA
  San Diego, CA
• 2003-10-06 → 2004-12-31
  William Jordan Investments, Inc.
  Laguna Hills, CA

Other Businesses

(1) VIDA WEALTH PARTNERS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 ADDRESS: 929 Santa Barbara St., Santa Barbara CA 93101, United States DESCRIPTION: Owner of DBA used for marketing purposes (2) VIDA WEALTH PARTNERS (RIA) POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 ADDRESS: 929 Santa Barbara St., Santa Barbara CA 93101, United States DESCRIPTION: Owner of state registered investment advisor (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1986 ADDRESS: 929 Santa Barbara St., Santa Barbara CA 93101, United States DESCRIPTION: Insurance Agent

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-02
• S63 Uniform Securities Agent State Law Examination
  1998-04-23

Designations

Other Names

• Matt Lum