Brian Dennen

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 03/2020
  Ally Invest Securities Llc
  Charlotte, NC
• 10/2016 → 03/2020
  Ally Invest Advisors Inc
  Charlotte, NC
• 03/2020 → 09/2023
  Lpl Financial
  San Diego, CA
• 11/2023 → 08/2024
  Compliance Risk Concepts
  New York, NY
• 04/2024 → 08/2024
  Atomic Brokerage
  New York, NY
• 04/2024 → 08/2024
  First Avenue Partners
  New York, NY
• 05/2024 → 08/2024
  G.A. Repple & Company
  Casselberry, FL
• 08/2024 → Present
  Independent Financial Group, Llc
  San Diego, CA

Previous Registrations

• 2020-06-09 → 2023-09-29
  Lpl Financial Llc
  San Diego, CA
• 2017-07-10 → 2020-03-23
  Ally Invest Advisors
  Charlotte, NC
• 2012-11-01 → 2016-11-03
  Wealthfront Advisers Llc
  Palo Alto, CA

Other Businesses

(1) RAMONA WOODWORX LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 919 Turquoise St, Apt 8, San Diego CA 92109, United States DESCRIPTION: Assist with marketing and sales of outdoor furniture.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-11
• S63 Uniform Securities Agent State Law Examination
  1999-08-26

Other Names

• Brian Patrick Dennen
• Brian Dennen