Douglas Louis Nachman

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-03-27
MO	RA	APPROVED	2002-07-02

FL RA
APPROVED

Since 2019-03-27
MO RA
APPROVED

Since 2002-07-02

Branch Locations

16305 Swingley Ridge Rd. Suite 130, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith, Moore & Co.	Clayton	MO	12/1989	Present

12/1989 → Present

Smith, Moore & Co.

Clayton, MO

Other Businesses

09-23-2013 Thoroughbred Racehorse Radio Show Analyst, non-investment related, 1 hour per month during securities trading hours 09-29-2017 Thoroughbred Racehorse Owner, non-investment related, 4 hour per month during securities trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-15
S63	Uniform Securities Agent State Law Examination	1987-03-06

S65 Uniform Investment Adviser Law Examination

2000-05-15
S63 Uniform Securities Agent State Law Examination

1987-03-06

Other Names

Doug Nachman

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews