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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1989-08-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 12/1986 | Present |
| Bank Of America,Na | Bakersfield | CA | 08/2009 | Present |
I*496325, Entity Type: Entity For Profit, Name of OBA: rental property, Address: bakersfield, California 93312, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 11/19/2014, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-01 |
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