Beau Thomas Woodward

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Bakersfield, CA
• 11/2016 → 03/2020
  Wells Fargo Clearing Services, Llc
  Bakersfield, CA
• 03/2020 → Present
  Woodward Diversified Capital, Llc
  Bakersfield, CA

Previous Registrations

• 2011-01-03 → 2020-03-24
  Wells Fargo Clearing Services, Llc
  Bakersfield, CA
  San Luis Obispo, CA
  Fresno, CA
  Bakersfield, CA
  Fresno, CA
• 2007-06-29 → 2011-01-03
  Wells Fargo Investments, Llc
  San Luis Obispo, CA
  Bakersfield, CA
• 2005-02-03 → 2007-07-10
  Charles Schwab & Co., Inc.
  Bakersfield, CA
  Bakersfield, CA
• 2004-02-13 → 2004-11-16
  Banc Of America Investment Services, Inc.
  Roseville, CA
• 2003-02-27 → 2004-02-25
  Morgan Stanley Dw Inc.
  Bakersfield, CA

Other Businesses

HEALTHCARE FINANCE DIRECT; INVESTMENT RELATED; BAKERSFIELD,CA; PATIENT FINANCING SOLUTIONS; BOARD MEMBER; START JUNE 2024; 10 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. SEPARA; INVESTMENT RELATED; MIDLAND, TX; OIL AND GAS EQUIPMENT MANUFACTURING; BOARD MEMBER; START APRIL 2024; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. GREYSCALE.AI; INVESTMENT RELATED; FREMONT, CA; FOOD QUALITY INSPECTIONS; BOARD MEMBER; START APRIL 2024; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVITIES AND VOTE ON BOARD MATTERS. FUNDARE RESOURCES; INVESTMENT RELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PERMONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. RANGEVIEW RESOURCES; INVESTMENTRELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. AG TEC RESOURCES; INVESTMENT RELATED; BAKERSFIELD, CA; AGRICULTURAL CONSULTING; OWNER AND BOARD MEMBER; START 01/2018; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. MAVRK; INVESTMENT RELATED; BAKERSFIELD, CA; ALTERNATIVE ASSET MANAGER; OWNER AND BOARD MEMBER; START 05/2024; 40 HOURS PER MONTH; 0 DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. KIWIPAY; INVESTMENT RELATED; MIAMI, FL; PAYMENT SOLUTIONS FINTECH COMPANY; BOARD MEMBER; START 05/2025; 4 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-26