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Caleb James Richmond

Woodward Diversified Capital, LLC

Bakersfield, CA

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Current Employers
Woodward Diversified Capital, Llc

5401 Business Park South #217, Bakersfield, CA 93309 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
  • CA RA
    APPROVED
    Since 2026-01-09

Branch Locations

5401 Business Park South #217, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Bakersfield CA 08/2018 12/2020
Bakersfield Country Club Bakersfield CA 07/2014 08/2018
Woodward Diversified Capital Bakersfield CA 12/2020 Present
  • 08/2018 → 12/2020
    Ameriprise Financial Services, Inc
    Bakersfield, CA
  • 07/2014 → 08/2018
    Bakersfield Country Club
    Bakersfield, CA
  • 12/2020 → Present
    Woodward Diversified Capital
    Bakersfield, CA
Previous Registrations
Other Businesses

Amazon Seller Central, not investment related, 709 Hewlett St Bakersfield, CA 93309, independent contractor, ~5 hours per week not during trading hours. It's an amazon storefront to resell items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-07
  • S66 Uniform Combined State Law Examination
    2019-06-07

View on SEC IAPD

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