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Gabriel Thomas Woodward

Woodward Diversified Capital, LLC

Bakersfield, CA

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Current Employers
Woodward Diversified Capital, Llc

5401 Business Park South #217, Bakersfield, CA 93309 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-30
TX RA APPROVED 2020-04-20
  • CA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED
    Since 2020-04-20

Branch Locations

5401 Business Park South #217, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bakersfield CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bakersfield CA 11/2016 03/2020
Woodward Diversified Capital, Llc Bakersfield CA 03/2020 Present
Previous Registrations
  • 2011-01-03 → 2020-03-24
    San Luis Obispo, CA
    Bakersfield, CA
    Fresno, CA
    Fresno, CA
    Bakersfield, CA
  • 2009-04-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Bakersfield, CA
    San Francisco, CA
    San Luis Obispo, CA
  • 2005-01-27 → 2009-04-20
    Banc Of America Investment Services, Inc.
    Roseville, CA
    Valencia, CA
    Stevenson Ranch, CA
    Roseville, CA
    Santa Clarita, CA
    Bakersfield, CA
Other Businesses

BAKERSFIELD SWIM ACADEMY; NOT INVESTMENT RELATED; BAKERSFIELD, CA; SWIM INSTRUCTION; OWNER; START 05/2012; 20 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; PROVIDE SWIM LESSONS. AG TEC RESOURCES; INVESTMENT RELATED; BAKERSFIELD, CA; AGRICULTURAL CONSULTING; OWNER AND BOARD MEMBER; START 01/2018; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. FUNDARE RESOURCES; INVESTMENT RELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PERMONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. RANGEVIEW RESOURCES; INVESTMENT RELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. AEROMICS; INVESTMENT RELATED; WESTLAKE VILLAGE, CA; PHARMACEUTICAL COMPANY; BOARD MEMBER; START 09/2024; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. MY DIABETES TUTOR; INVESTMENT-RELATED; HANFORD, CA; EDUCATION AND SUPPORT FOR DIABETIC PATIENTS; BOARD MEMBER; START 07/2025; 2 HOURS PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-26
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S65 Uniform Investment Adviser Law Examination
    2005-01-26
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14
Other Names
  • Gabe Woodward

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