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5401 Business Park South #217, Bakersfield, CA 93309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-30 |
| TX | RA | APPROVED | 2020-04-20 |
Branch Locations
5401 Business Park South #217, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bakersfield | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bakersfield | CA | 11/2016 | 03/2020 |
| Woodward Diversified Capital, Llc | Bakersfield | CA | 03/2020 | Present |
BAKERSFIELD SWIM ACADEMY; NOT INVESTMENT RELATED; BAKERSFIELD, CA; SWIM INSTRUCTION; OWNER; START 05/2012; 20 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; PROVIDE SWIM LESSONS. AG TEC RESOURCES; INVESTMENT RELATED; BAKERSFIELD, CA; AGRICULTURAL CONSULTING; OWNER AND BOARD MEMBER; START 01/2018; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. FUNDARE RESOURCES; INVESTMENT RELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PERMONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. RANGEVIEW RESOURCES; INVESTMENT RELATED; GREENWOOD VILLAGE, CO; EXPLORATION AND PRODUCTION COMPANY; BOARD MEMBER; START 09/2021; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. AEROMICS; INVESTMENT RELATED; WESTLAKE VILLAGE, CA; PHARMACEUTICAL COMPANY; BOARD MEMBER; START 09/2024; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS. MY DIABETES TUTOR; INVESTMENT-RELATED; HANFORD, CA; EDUCATION AND SUPPORT FOR DIABETIC PATIENTS; BOARD MEMBER; START 07/2025; 2 HOURS PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING; REVIEW BUSINESS ACTIVTY AND VOTE ON BOARD MATTERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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