Thomas Dean Ming

Employer firm

World Investment Advisors, LLC CRD 208512

$71.6B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Pensionmark Financial Group, Llc
  Santa Barbara, CA

Previous Registrations

• 2014-01-21 → 2015-06-23
  Independent Financial Partners
  Bakersfield, CA
• 2007-08-28 → 2014-06-08
  Tower Rock Advisors, Inc.
  Bakersfield, CA
• 2006-12-15 → 2007-09-06
  Osaic Wealth, Inc.
  Woodland Hills, CA
  Woodland Hills, CA

Other Businesses

1. Fixed Insurance Sales, 5401 Business Park South, Suite 122, Bakersfield, CA 93309, Business is investment related, Nature of business: Fixed Insurance Sales, Owner since August 2007, Devote 4 hours/month during securities trading hours, Duties: Sales and Service.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-13

Other Names

• Thomas Dean Ming
• Thomas Dean Ming