Walter Broughton Iii

Current Employers

Employment History

• 07/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
• 12/2009 → Present
  Bank Of America, Na
  Minneapolis, MN

Other Businesses

I*35289 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MACPHAIL CENTER FOR MUSIC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MINNEAPOLIS, MINNESOTA 55401 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/1/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: IT'S A NON PROFIT MUSIC SCHOOL AND I'M A VOLUNTEER BOARD MEMBER (AS ARE ALL BOARD MEMBERS) I*83917 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VILLAGE LOFTS AT ST. ANTHONY FALLS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MINNEAPOLIS, MINNESOTA 55413 NATURE OF BUSINESS: OTHER,CONDOMINIMUM ASSOCIATION POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/6/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THE FINANCE COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD. THE COMMITTEE DOES NOT HAVE AUTHORITY TO CONTROL OR SIGN BUT ONLY RECOMMEND.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-14
• S63 Uniform Securities Agent State Law Examination
  1987-01-05

Other Names

• Walter Broughton
• Walter T Broughton