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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-12-09
MD RA APPROVED 2013-11-08
TX RA APPROVED 2013-11-08
  • OH RA
    APPROVED
    Since 2021-12-09
  • MD RA
    APPROVED
    Since 2013-11-08
  • TX RA
    APPROVED
    Since 2013-11-08

Branch Locations

15 E. Main Street Suite 218, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Baltimore MD 11/2013 01/2023
Janney Montgomery Scott Llc Baltimore MD 01/2023 Present
Previous Registrations
  • 2009-06-01 → 2013-11-20
    Westminster, MD
    Baltimore, MD
  • 2006-02-21 → 2009-06-01
    Westminster, MD
    New York, NY
    Westminster, MD
  • 1991-10-08 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Westminster, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-06
  • S63 Uniform Securities Agent State Law Examination
    1987-07-06
Designations

View on SEC IAPD

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