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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2009-06-26 |
Branch Locations
20 Liberty St Suite 2D, Westminster, MD 21157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westminster | MD | 06/2009 | Present |
(1) 06/16/2009 - HEMLER FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/18/2014 - PUCKETT & STURGILL FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2014 - 160 hours per month/ during trading (3) 01/15/2026 - Puckett Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/07/2026 - 172 hours per month/ 160 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-17 |
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