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David Anthony Hemler

LPl Financial LLC

Westminster, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-06-26
  • MD RA
    APPROVED
    Since 2009-06-26

Branch Locations

20 Liberty St Suite 2D, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westminster MD 06/2009 Present
Previous Registrations
  • 2007-09-17 → 2009-06-30
    Woodbine, MD
    Frederick, MD
    Westminster, MD
    Sykesville, MD
    Sykesville, MD
    Taneytown, MD
    Manchester, MD
    Sykesville, MD
    Sykesville, MD
    Union Bridge, MD
    Westminster, MD
    Westminster, MD
    Westminster, MD
    Westminster, MD
    Hampstead, MD
  • 2005-08-18 → 2007-09-17
    Mercantile Brokerage Services, Inc.
    Baltimore, MD
    Westminster, MD
    Baltimore, MD
    Frederick, MD
  • 2001-11-07 → 2005-08-18
    Raymond James Financial Services, Inc.
    Westminster, MD
Other Businesses

(1) 06/16/2009 - HEMLER FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/18/2014 - PUCKETT & STURGILL FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2014 - 160 hours per month/ during trading (3) 01/15/2026 - Puckett Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/07/2026 - 172 hours per month/ 160 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-17
  • S66 Uniform Combined State Law Examination
    2001-05-17

View on SEC IAPD

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