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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-10 |
| MD | RA | APPROVED | 2018-09-06 |
Branch Locations
20 Liberty St Suite 2D, Westminster, MD 21157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gravel Springs Farms | Union Bridge | MD | 04/2010 | 06/2018 |
| 58Th Presidential Inaugural Committee | Washington | DC | 11/2016 | 01/2017 |
| Lpl Financial, Llc | Westminster | MD | 07/2018 | Present |
1. 8/10/2018 - LOWMAN AND SORENSON ENTERPRISES, LLC - Not Investment Related - 3401 LOWMAN LANE, UNION BRIDGE, MD 21791 - Other-Farm - Co-Owner - Started 04/01/2013 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 8/10/2018 - PUCKETT & STURGILL FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/30/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 11/01/2024 - Chippewa Capital - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/14/2024 - 2 Hours Per Month/ 0 Hours During Trading 4. 06/16/2026 - Puckett Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 40 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-01 |
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