Aaron Michael Puckett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Westminster, MD

Previous Registrations

• 2007-02-27 → 2010-12-10
  1St Global Advisors Inc
  Westminster, MD
• 2007-01-11 → 2007-03-02
  Edward Jones
  Hampstead, MD

Other Businesses

1.12/12/2011; none; Farm; Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.06/24/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Puckett & Sturgill Financial Group; Investment Related; at Reported Business Location(s); Start Date 10/01/2014; 200hrs/mth; 8hrs during trading 3.06/24/2014; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 4.02/02/2015; Liberty Street Holdings LLC; Real Estate Rental; Investment Related; 20 Liberty Street Westminster,MD; Start Date 01/02/2015; 1hrs/mth; 0hrs during trading 5.04/05/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Puckett & Sturgill Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/01/2007; 200hrs/mth; 8hrs during trading 6.01/05/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Puckett Financial Group; Investment Related; at Reported Business Location(s); Start Date 01/01/2026; 200hrs/mth; 200hrs during trading 7.03/31/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Christian Planning; Investment Related; at Reported Business Location(s); Start Date 03/24/2026; 100hrs/mth; 100hrs during trading 8.08/10/2026; Puckett Family Charitable Foundation; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/01/2026; 1hrs/mth; 1hrs during trading 9.08/21/2026; PFG Tax LLC; Tax Prep/Accounting/CPA; Investment Related; Westminster,MD; Start Date 08/01/2026; 20hrs/mth; 20hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-12-10
• S63 Uniform Securities Agent State Law Examination
  2002-06-20

Designations

• Certified Financial Planner