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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-12 |
| CA | RA | APPROVED | 2026-06-10 |
Branch Locations
6991 E Cambelback Rd., Ste. D300 , Scottsdale, AZ 85251 • United States
Scottsdale, AZ • United States
6991 E Camelback Rd Ste D300, Scottsdale, AZ 85251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-03 |
| AZ | RA | APPROVED | 2006-01-04 |
Branch Locations
6991 E Camelback Rd Ste D300, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investment Advisors | Scottsdale | AZ | 02/2002 | 06/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2026 | Present |
| Harris Advisors, Llc | Scottsdale | AZ | 02/2002 | 06/2026 |
| Alternative Investment Advisors, Llc | Scottsdale | AZ | 05/2025 | 06/2026 |
| Cambridge Investment Research Inc | Fairfield | IA | 06/2026 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 06/2026 | Present |
1. HARRIS ADVISORS, 6926 E Montecito Ave, Scottsdale AZ 85251, United States, 06/03/2026, President, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING 2. GROWEALTH CAPITAL, LLC AND QUANTUM CAPITAL, LLC, 951 W MAIN ST, MESA AZ 85201, United States, 04/01/2021, LLC MEMBER, CO-FOUNDER, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 1 HR/MO TRADING 3. PROXY ADVISORY GROUP, 6926 E Montecito Ave, Scottsdale, AZ 85251, 07/2026, Investment Advisor Representative, RIA Affiliation – other than CIRA, NIR, 30 HR/MO, 6 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-19 |
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