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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
| WV | RA | APPROVED | 2024-09-26 |
| FL | RA | APPROVED | 2024-09-18 |
| MD | RA | APPROVED | 2024-09-17 |
Branch Locations
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
Phoenix, MD • United States
Vero Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Tampa | FL | 05/1997 | Present |
NAME:VARIOUS CARRIERS FOR L/H/DI/LTC INV REL: Y ADD:2124 HIGHLAND RIDGE DRIVE, PHOENIX, MD. 21131 NATURE: BROKER FOR SALES AND SERVICE POSITION: SALES AGENT START DATE: 3/31/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES:BROKER FOR SALES AND SERVICE (2)NAME:HARMONY GROVE FARM, LLC INV REL:Y ADD:RURAL ROUTE #1, BOX 63, ALBRIGHT, WV. 26519 NATURE:REAL ESTATE POSITION: OWNER START DATE:3/31/2011 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES:HARMONY GROVE FARM, LLC HOLDS THE LAND FOR THE FARM (3)NAME:HARMONY GROVE FARM MANAGEMENT, LLC INV REL: Y ADD:RURAL ROUTE #1, BOX 63, ALBRIGHT, WV. 26519 NATURE:REAL ESTATE POSITION: OWNER START DATE:3/31/2011 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES:HARMONY GROVE FARM MANAGENT, LLC HOLDS FARM EQUIPMENT, LIVESTOCK, AND TREE FARM INVENTORY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-22 |
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