Paul D. Romano

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 03/2018
  Scottrade Investment Management
  Mellville, NY
• 06/2018 → Present
  Jp Morgan Securities, Llc
  Manhassett, NY
• 06/2018 → Present
  Jp Morgan Chase Bank, N.A.
  Manhassett, NY
• 07/2020 → 07/2023
  Rig Gear Usa
  Melville, NY
• 06/1999 → 03/2018
  Scottrade, Inc.
  Melville, NY

Previous Registrations

• 2017-02-15 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-02-13
• S63 Uniform Securities Agent State Law Examination
  2000-08-22

Other Names

• Paul Daniel Romano
• Paul D Romano