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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-07 |
Branch Locations
80 East Main St., Kings Park, NY 11754 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services Llc | Kings Park | NY | 07/2017 | Present |
| Kings Park Physical Therapy | Kings Park | NY | 09/2016 | 12/2017 |
| T.J Maxx | Kings Park | NY | 06/2016 | 09/2016 |
| Kestra Advisory Services Llc | Kings Park | NY | 06/2022 | Present |
Business Name: Freedom Baseball Investment Related: No Address: 74 North Industry Court Deer Park NY 11729 Nature of Business: Other Other/None of the Above Travel Baseball team coach: Coach games and practices. Help provide training and development for the players. Position, Title or Relationship: Coach Start Date: 10/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Travel Baseball team coach: Coach games and practices. Help provide training and development for the players. Business Name: ACCESS BROKERAGE SERVICES POSITION: Life Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/18/2018 ADDRESS: 14 Roosevelt Avenue, Port Jefferson NY 11776 DESCRIPTION: Meet with clients and sell life insurance products to clients. All policies are issued through Access Brokerage Business Name: MAIN STREET FINANCIAL GROUP POSITION: Registered Rep Rep Assistant NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2020 ADDRESS: 80 East Main Street, Kings Park NY 11754 DESCRIPTION: Acquire clients, marketing, and administrative assistant duties. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/06/2022 ADDRESS: 5707 Southwest Pkwy Building 2 Suite 400, Austin TX 78735 DESCRIPTION: Registered Investment Advisor doing business with Kestra Advisory Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-03 |
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