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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Kings Park | NY | 04/2016 | Present |
| Kestra Investment Services, Llc | Kings Park | NY | 11/2015 | Present |
Business Name: Bartow Insurance Agency Investment Related: Yes Address: 62 S Second St Deer Part NY 11729 Nature of Business: Insurance Position, Title or Relationship: commissioned Sales person Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: No obligations Business Name: Bradford Solutions, INC Investment Related: No Address: 75 West Islip Rd West Islip NY 11795 Nature of Business: Other Other/None of the Above there are no activities performed Position, Title or Relationship: President Start Date: 7/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial reporting, tax reporting, monthly payroll Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Main Street Financial Investment Related: Yes Address: 80 E. Main Street Kings Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor, Investment advisor representative Start Date: 12/1/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: gathering and managing clients accounts, gathering new assets Business Name: CHRISTOPHER FERRARA/AMP STRATEGIES POSITION: representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/10/2023 ADDRESS: 75 W. Islip Rd, West Islip NY 11795 DESCRIPTION: No obligation to the general agency. Only when there is opportunity on a fixed annuity or life or health insurance situation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-23 |
| S66 | Uniform Combined State Law Examination | 2000-03-01 |
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