Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07

Branch Locations

80 East Main St, Kings Park, NY 11754 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Kings Park NY 04/2016 Present
Kestra Investment Services, Llc Kings Park NY 11/2015 Present
Previous Registrations
  • 2014-07-10 → 2015-12-14
    Rockwell Global Advisors, Llc
    Melville, NY
Other Businesses

Business Name: Bartow Insurance Agency Investment Related: Yes Address: 62 S Second St Deer Part NY 11729 Nature of Business: Insurance Position, Title or Relationship: commissioned Sales person Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: No obligations Business Name: Bradford Solutions, INC Investment Related: No Address: 75 West Islip Rd West Islip NY 11795 Nature of Business: Other Other/None of the Above there are no activities performed Position, Title or Relationship: President Start Date: 7/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial reporting, tax reporting, monthly payroll Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Main Street Financial Investment Related: Yes Address: 80 E. Main Street Kings Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor, Investment advisor representative Start Date: 12/1/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: gathering and managing clients accounts, gathering new assets Business Name: CHRISTOPHER FERRARA/AMP STRATEGIES POSITION: representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/10/2023 ADDRESS: 75 W. Islip Rd, West Islip NY 11795 DESCRIPTION: No obligation to the general agency. Only when there is opportunity on a fixed annuity or life or health insurance situation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-23
S66 Uniform Combined State Law Examination 2000-03-01
  • S65 Uniform Investment Adviser Law Examination
    2011-08-23
  • S66 Uniform Combined State Law Examination
    2000-03-01
Other Names
  • Christopher Peter Ferrara
  • Christopher P. Ferrara

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kings Park, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor