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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| NY | RA | APPROVED | 2021-11-04 |
Branch Locations
80 East Main St., Kings Park, NY 11754 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allmerica Financial | Hauppauge | NY | 06/1997 | Present |
| Allmerica Investments, Inc. | Hauppauge | NY | 07/1997 | Present |
| Nationwide Provident | Newark | DE | 12/2003 | Present |
| Nfp Securities Inc | Kinos Park | NY | 10/2007 | Present |
| Kestra Investment Services, Llc | Kings Park | NY | 10/2007 | Present |
| Kestra Advisory Services, Llc | Kings Park | NY | 11/2021 | Present |
Business Name: Main Street Financial Group Investment Related: Yes Address: 80 East Main Street Kings Park NY 11754 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner Start Date: 10/1/2004 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: manage the firm, gather assets, build and foster client relationshipsBusiness Name: Access Brokerage Investment Related: Yes Address: 14 Roosevelt Ave Port Jefferson Station NY 11776 Nature of Business: Insurance Position, Title or Relationship: Insurance Represenative Start Date: 1/1/2015 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Review insurance options for clients, issue contract for client and service existing contractsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-25 |
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