James Francis Congema

Current Employers

Employment History

• 02/1998 → 10/2019
  New York City Fire Department
  New York, NY
• 05/2011 → 05/2022
  Wells Fargo Advisors Financial Network Llc
  Hauppauge, NY
• 05/2022 → Present
  Kestra Investment Services Llc
  Kings Park, NY
• 05/2022 → Present
  Kestra Advisory Services Llc
  Kings Park, NY

Previous Registrations

• 2011-07-21 → 2022-06-06
  Wells Fargo Advisors Financial Network, Llc
  Hauppauge, NY

Other Businesses

I created a S corp on 3/24/2021 titled JFC Wealth Management. I am the president of the S Corp, there are no other employees. This S Corp is for the sole purpose of record keeping for income and expenses related to my Financial Advising business. There are no investment related activities. JFC WEALTH MANAGEMENT POSITION: President NATURE: This S corp is used solely for the purposes of accounting for income and expenses relating to my Financial advising through Kestra. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2021 ADDRESS: 70 Aberdeen Road, Smithtown, NY NY 11787, United States DESCRIPTION: This business is solely used for the purpose of accounting for income and expenses relating to Financial Advising through Kestra and Main Street Financial. KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2022 ADDRESS: 5707 Southwest Parkway, Building 2, ste 400, Austin TX 78735, United States DESCRIPTION: manage accounts for clients ACCESS BROKERAGE SERVICES POSITION: Other, All life insurance policies are issued through Access Brokerage NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 77 START DATE: 08/01/2022 ADDRESS: 14 Roosevelt Avenue, Port Jefferson Station NY 11776, United States DESCRIPTION: Meeting with clients. Selling insurance products to clients. Reviewing and comparing existing policies. MAIN STREET FINANCIAL GROUP POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: I am a Financial Advisor with Main Street Financial Group. This is our DBA. Offering financial advice and investments in securities, mutual funds, ETFs, VA's, etc. Performing day to day maintenance on accounts.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-20

Other Names

• James Congema