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Marco Antonio Tercero

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Woodbury, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
NJ RA APPROVED 2008-03-11
  • NY RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2008-03-11

Branch Locations

1600 Hwy 35 [Support Center], Oakhurst, NJ 07755 • United States

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-08
S63 Uniform Securities Agent State Law Examination 2006-09-12
  • S65 Uniform Investment Adviser Law Examination
    2008-03-08
  • S63 Uniform Securities Agent State Law Examination
    2006-09-12

View on SEC IAPD

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Other Offices

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EQUITABLE ADVISORS, LLC · OCEAN, NJ
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN, NJ
CETERA INVESTMENT ADVISERS LLC · OCEAN, NJ
BROOKSTONE WEALTH ADVISORS, LLC · Wanamassa, NJ
EDWARD JONES · Oakhurst, NJ

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