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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-05-18 |
Branch Locations
575 Route 70, Brick, NJ 08723 • United States
331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Deal | NJ | 04/2015 | 09/2016 |
| J P Morgan Chase Bank | Deal | NJ | 04/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 11/2016 | 07/2017 |
| Unemployed | Deal | NJ | 09/2016 | 11/2016 |
| Bank Of America, N.A. | Red Bank | NJ | 01/2017 | 07/2017 |
| Wells Fargo Bank, Na | Brick | NJ | 05/2018 | Present |
| Wells Fargo Clearing Services, Llc | Brick | NJ | 05/2018 | Present |
| Unemployed | Red Bank | NJ | 07/2017 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-23 |
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