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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-05-18
  • NJ RA
    APPROVED
    Since 2018-05-18

Branch Locations

575 Route 70, Brick, NJ 08723 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Deal NJ 04/2015 09/2016
J P Morgan Chase Bank Deal NJ 04/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 11/2016 07/2017
Unemployed Deal NJ 09/2016 11/2016
Bank Of America, N.A. Red Bank NJ 01/2017 07/2017
Wells Fargo Bank, Na Brick NJ 05/2018 Present
Wells Fargo Clearing Services, Llc Brick NJ 05/2018 Present
Unemployed Red Bank NJ 07/2017 05/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-10
S63 Uniform Securities Agent State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2011-09-10
  • S63 Uniform Securities Agent State Law Examination
    2007-05-23
Other Names
  • Christopher M Keegan
  • Chris Michael Keegan
  • Chris Keegan
  • Christopher Keegan

View on SEC IAPD

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