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Jay Raxeshkumar Shah

Wells Fargo Clearing Services, LLC

Red Bank, NJ

Ocean City, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-30
NJ RA APPROVED 2021-06-23
  • TX RA
    APPROVED
    Since 2026-06-30
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

1300 West Ave, Ocean City, NJ 08226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Tuckerton NJ 11/2014 09/2017
Wells Fargo Advisors, Llc Tuckerton NJ 08/2016 11/2016
Borgata Casino Hotel & Spa Atlantic City NJ 05/2016 05/2019
Wells Fargo Clearing Services, Llc Tuckerton NJ 11/2016 09/2017
Wells Fargo Clearing Services, Llc Tuckerton NJ 10/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2018-02-23
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2018-02-23
Other Names
  • Jay Shah
  • Jay Raxeshkumar Shah

View on SEC IAPD

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