Mark Allen Herega

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 03/2024
  Pnc Investment
  Westfield, NJ
• 03/2024 → Present
  Wells Fargo Clearing Services, Llc
  Summit, NJ

Previous Registrations

• 2004-04-27 → 2024-03-26
  Pnc Wealth Management Llc
  Fanwood, NJ
  Westfield, NJ
  Cranford, NJ
  Kenilworth, NJ
  Westfield, NJ
  Summit, NJ
  Fanwood, NJ
  Kenilworth, NJ
  Fanwood, NJ
  Kenilworth, NJ
  Bridgewater, NJ
  Millburn, NJ
  Avenel, NJ
  Edison, NJ
• 2003-11-20 → 2004-05-18
  Wells Fargo Clearing Services, Llc
  Summit, NJ
• 2002-11-21 → 2003-12-04
  Quick & Reilly, Inc.
  Summit, NJ

Other Businesses

MARK HEREGA DBA FLIGHT INSTRUCTION AND FERRYING OF AIRCRAFT, NOT INVT RELATED, BRICK, NY, 100% OWNERSHIP, START DATE 4/15/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL PILOT AND FLIGHT INSTRUCTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-12
• S63 Uniform Securities Agent State Law Examination
  1998-11-07